RIAs, Agencies, and Branches

Make Cyber Compliance Part of Your DNA

Regardless of firm size, compliance is the same for everyone. Leverage the exerience of seasoned CISOs to comply faster. Use it as a differentiator.

How do You Enforce & Track Your Cyber Program?

Policies Sitting in a Document aren’t Enough

Regulations & Cyber Threats
As regulations and cyber threats increase, it’s no longer about having a list of policies, they must also be tracked, enforced and revisited periodically to ensure full compliance.
Regulations & Cyber Threats
Risk To Your Firm
Regulators gave companies time to prepare early on but have picked up momentem with audits. Lack of compliance can create financial and reputational risk to your firm.
Risk To Your Firm
Cyber Program Management System
You need a system to manage the ongoing complexity!
Cyber Program Management System

Main Features

Snapshot of Buckler’s Powerful Policy Features

Controls & Sections

Efficiently manage risk with policies grouped into 4 controls and multiple sections.

Titles & Content

Use pre-defined policy titles and content to cover regulations you have to meet.

Policy Matches

See the exact list of policies each Buckler policy matches across cybersecurity regulations.

Custom Fields

Add specific details to policies to make them better reflect your environment.


Select who is responsible to define policies, who enforces them, and to whom they apply.

Task Frequency & Reminders

Define task frequency and get email reminders to never miss a deadline.


Monitor policy status: Active, draft, inactive, and to review. You can also add your own statuses.

Evidence Logs

Track everything you do for stronger evidence with a customizable log system.

Meet Your Clients’ Compliance Requirements

Buckler Modules

Written Information Security Policy

Built-in data and technical controls, safeguards and cybersecurity minimum standards

Security Incident Response Plan

Policies and procedures to know exactly what to do when you have a security incident or a breach

Business Continuity & Disaster Recovery Plan

Plan for what to do when you have a significant business disruption event (pandemic, flood, hurricane, etc.)

Vendor Risk Management

Due diligence of all vendors accessing, storing, or controlling private data

Create Efficiency

Full or Part-Time CISOs Need Time Savers

Often at mid-to small sized firms, leaders have mulltiple roles. Because threats and complance have come center-stage, reducing effort here is not an option.

Brian C. Lock

Certified Financial Planner

“This is a huge weight off my shoulders. I’m lucky I found your company.”

Universal Financial Group

Some advisors say that they spend an aggregate average of one day per week dealing solely with compliance issues.

Cyber Program Training

New to the CISO Role?

FPA’s Cybersecurity Training is a 2.5-hour, 2 CE Credits course developed by the same team that created Buckler. This is the best way for you to learn how to drive your own Cyber Program.

Compare Your Policies in Buckler for Compliance