Simplify
Cyber Program Management

To meet cyber regulations like SEC, FINRA, and NYDFS as well as LPL'S BOSP (Branch Office Security Policy)

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Happy Advisors!

LATEST NEWS: BUCKLER WINS THE

2023 T3 Emerging Technology Award

"Everyone should have Buckler"

Joel Bruckenstein, T3 Technology Tools for Today CEO

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Pricing


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Basic

For State-Regulated RIAs & LPL Branches (Reg. $289)

$ 260 /Month
  • Cyber Program
  • Information Security Policy
  • Business Continuity Plan
  • Security Incident Response Plan
  • Open VRM

    Vendor Risk Management

  • Policy & Task Assignment
  • Calendar & Reminders
  • Evidence Logs & Tracking
  • 2 User Accounts
  • $17/Month per Additional User

Regulation Add-Ons

Add to the Basic plan the regulations you are required to meet

Regulation

Description

/Month

Regulation / Month

SEC

SEC Division of Examinations (Reg $59)
Meet the requirements from a myriad of documents from the Securities & Exchange Commission (SEC) Department of Examinations (Formerly known as OCIE): Priorities memos, risk alerts, staff letters, studies, and reports.

$53

FINRA

FINRA Cybersecurity Requirements (Reg $59)
Meet the cybersecurity requirements from Financial Industry Regulatory Authority (FINRA).

$53

NYDFS

NYDFS Regulation 23 NYCRR500 (Reg $59)
Meet the New York Department of Financial Services (NYDFS) regulatory requirements.

$53

HIPAA

HIPAA Cybersecurity Requirements (Reg $29)
Meet the cybersecurity requirements of the Health Insurance Portability and Accountability Act (HIPAA).

$26

Buckler User

Additional Buckler User Accounts (Reg. $19)

$ 17 /User /Month

2 User Licenses are included with the Basic Plan. You can purchase additional licenses for as many users as you want.

MEET YOUR REGULATORY OBLIGATIONS

Download the Buckler Overview. Share it With your Team!

Gain hero status for bringing Buckler to your team. It’s about to make Cybersecurity much easier.

Frequently Asked Questions

Book a call to get a demo. If you like what you see, we will send you a link to our payment portal: You accept the terms, enter your credit card, and voilà! In a maximum of 2 business days, you will receive your credentials.

A “Cyber Progam” is what regulators call the complete set of documents and plans you must have to be compliant: Written Information Security Policy (WISP), Business Continuity Plan (BCP), Security Incident Response Plan (SIRP), and Vendor Management. The challenge to stay compliant gets deeper as documents with only policies are not enough for proof of compliance. We created a multi-regulatory management system that allows you to track policies, assign them, get alerts and further document the tasks as evidence in one location.

Depending on the experience of your Chief Information Security Officer (CISO), or someone assigned to cybersecurity, it varies between a few hours to a few days.

Buckler (nor any other policy management system) can’t create compliance. To be compliant, it is up to you to do the actions listed in the policies! To ease the compliance burden, Buckler provides all the policies required to meet the cybersecurity regulations you select into one simple, comprehensive cyber program.

Yes of course! Buckler comes with the full list of policies from major cyber regulations (with ongoing updates) but you can add your own.

Always know that Buckler does not access, store, or control any of your client’s private data. The only thing we have is information about your cyber program but yes, we eat our own dog food! We use Buckler and protect your cyber program data as defined in our own privacy policy.

We do not do audits. However, in Buckler, we provide a questionnaire for self-audits. We can also refer you to consulting firms who perform Security Risk Assessments.

Buckler is a Software-as-a-Service (SaaS) system. There is nothing to install or update.

Yes, just let us know and we will quickly set it up for you.