Vincent Guyaux
- March 20, 2024·
In just 30 minutes, attendees will learn how to meet the new 2nd Amendment NYDFS cybersecurity requirements (and others like SEC, FINRA, HIPAA and more)…
- January 25, 2024·
LAS VEGAS, NE – January 25, 2024 – Buckler, the leading Cyber Compliance Management Software provider, proudly announces its inclusion in the esteemed T3/Information Advisor Software…
- November 9, 2023·
Compliance Management Expands to LPL Advisors COLUMBUS, OH – Nov 9, 2023 – Buckler is pleased to announce a new strategic relationship with LPL Financial…
- March 14, 2023·
Momentum for Cyber Program Management & VRM Continues
- December 1, 2022·
An In-Depth Article is Published on Data Security and Cyber Compliance
- November 28, 2022·
An Open Platform for Vendors and their Clients to Solve Multiple VRM Challenges in Harmony
- November 18, 2022·
Value-Added Feature Guides Financial Services Clients to Stay on Track
- September 27, 2022·
U.S. securities regulators have imposed close to $2 billion in fines on more than a dozen financial firms, including eight major Wall Street banks, for failing to police employees who routinely used messaging apps and other “off channel” services on their personal phones to communicate with one another.
The Securities and Exchange Commission announced the charges on Tuesday after a monthslong investigation found that Wall Street firms did not monitor how employees were communicating on work-related matters or keep records of those messages, as federal law requires.
- April 15, 2022·
Providing Deeper Value for Clients to Stay Compliant